Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Nikic is a registered representative with Wedbush Securities Inc. Tom is a veteran of the financial services industry, having spent over a decade advising clients in the New York area. Tom has a broad range of experience, having worked at WELLS FARGO SECURITIES, LLC, CRT CAPITAL GROUP LLC, STERNE, AGEE & LEACH, INC., COWEN AND COMPANY, and LADENBURG CAPITAL MANAGEMENT INC. Tom specializes in portfolio management for both individuals and businesses and also provides financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/07/2021 - Present
Wedbush Securities Inc. (New York NY)
NY
10/13/2015 - 04/23/2021
WELLS FARGO SECURITIES, LLC (New York NY)
NY
04/20/2015 - 10/06/2015
CRT CAPITAL GROUP LLC (New York NY)
NY
11/10/2011 - 04/20/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
03/03/2010 - 11/22/2011
COWEN AND COMPANY (NEW YORK NY)
NY
08/19/2002 - 10/28/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
BC
Issued 03/31/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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