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Tom Min Ngo

Bakeravenue

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About Tom Min Ngo

Tom Min Ngo is an Investment Advisor Representative with Bakeravenue. Tom has a Series 65 and Series 66. Tom is a Certified Financial Planner. Tom's professional experience includes roles with ICONIQ CAPITAL, 10X GROUP, LLC, and VERIDI CAPITAL, LLC. Tom is licensed in California and Washington. Bakeravenue's office is located in San Francisco, California. Bakeravenue is a registered investment advisor with the SEC, and their main office is in San Francisco, California.

Firm Information

Tom Ngo is currently registered with Bakeravenue. Bakeravenue is a registered investment advisor based in San Francisco, California. They provide financial planning, portfolio management for individuals, and educational seminars. Bakeravenue primarily serves high-net-worth individuals, corporations or other businesses, and charitable organizations. They have over $2.5 billion in regulatory assets under management.
Bakeravenue

301 BATTERY STREET

SAN FRANCISCO, CA 94111

$2.59B

Assets Under Management

1

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tom Ngo’s Registration & Firm History

CA

01/27/2021 - Present

Bakeravenue (Del Mar CA)

AL

07/25/2006 - 12/19/2006

AURA FINANCIAL SERVICES, INC. (BIRMINGHAM AL)

CA

05/07/2002 - 06/29/2004

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

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Licenses & Designations

IA

Issued 05/01/2015

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 12/07/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/06/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Tom Min Ngo.
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