Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Mihok is a financial advisor who has been in the industry since 2000. Tom is currently registered with J.p. Morgan Securities LLC and has previously worked with LPL FINANCIAL LLC, VFIC SECURITIES, INC., M HOLDINGS SECURITIES, INC., PBHG FUND DISTRIBUTORS, and MARKETING ONE SECURITIES, INC. Tom holds a Series 6, Series 7, Series 26, Series 63, and Series 65 license and has passed the SIE Exam. Tom is also a professor at the University of Massachusetts at Amherst Isenberg School of Management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
PA
12/14/2022 - Present
J.p. Morgan Securities LLC (Philadelphia PA)
PA
07/01/2014 - 12/20/2022
LPL FINANCIAL LLC (BLUE BELL PA)
PA
06/06/2006 - 04/26/2013
VFIC SECURITIES, INC. (KING OF PRUSSIA PA)
OR
07/16/2004 - 03/21/2006
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
MA
01/07/2000 - 04/29/2003
PBHG FUND DISTRIBUTORS (BOSTON MA)
OR
08/26/1997 - 04/30/1999
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
PA
01/28/1997 - 04/30/1997
PFG DISTRIBUTION COMPANY (PHILADELPHIA PA)
IA
Issued 01/25/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/19/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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