Unclaimed
Tom M Faucette is a financial advisor at PFS Investments Inc. Tom has been a registered financial advisor for over 35 years and holds a Series 6, 26, and 63 license, as well as the SIE. He has a strong track record of helping individuals and families achieve their financial goals. Tom specializes in portfolio management for individuals, and is passionate about educating his clients on financial planning and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TN
10/23/1986 - Present
PFS Investments Inc. (BRISTOL TN)
BC
Issued 04/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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