Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Linker is an investment advisor representative with over 17 years of experience in the financial services industry. Tom has been registered with J.P. Morgan Securities LLC since May 2022 and has previously been registered with a number of other firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Koyote Trading LLC, Chimera Securities, LLC, Madison Proprietary Trading Group, LLC, Chase Investment Services Corp., Morgan Stanley DW Inc. and Oppenheimer & Co. Inc. Tom is a licensed investment advisor in the states of Texas and New York and holds the Series 63, Series 66, Series 7, Series 31 and SIE exams. Tom's primary area of focus is portfolio management for individuals and businesses. He has a deep understanding of the financial markets and a proven track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/05/2022 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
12/07/2017 - 05/05/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREAT NECK NY)
NY
04/24/2015 - 12/07/2015
KOYOTE TRADING LLC (NEW YORK NY)
NY
03/23/2011 - 04/23/2015
CHIMERA SECURITIES, LLC (NEW YORK NY)
NY
01/05/2007 - 10/28/2010
MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)
NY
12/02/2005 - 01/10/2007
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
12/09/2004 - 08/01/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
08/27/2003 - 12/07/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
BOTH
Issued 01/17/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 08/26/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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