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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Keith Barclay is a financial advisor with over 30 years of experience in the industry. Tom is a CERTIFIED FINANCIAL PLANNER™ professional and is registered with LPL Financial LLC. Tom's previous experience includes working with Cetera Advisors LLC and Cambridge Investment Research, Inc. Tom has a wide range of experience serving individual clients, businesses, and institutions. Tom works with clients to develop customized financial plans that address their unique needs and goals. Tom is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
06/04/2018 - Present
LPL Financial LLC (BARTLESVILLE OK)
OK
12/12/2011 - 06/28/2018
CETERA ADVISORS LLC (BARTLESVILLE OK)
OK
09/09/2009 - 12/14/2011
CAMBRIDGE INVESTMENT RESEARCH, INC. (BARTLESVILLE OK)
OK
02/28/1992 - 09/14/2009
H.D. VEST INVESTMENT SERVICES (BARTLESVILLE OK)
IA
Issued 08/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/29/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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