Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom J. Elliot is a financial advisor in Athens, GA. Tom has been in the financial industry since 2000. Tom holds Series 63, Series 65, Series 7, Series 31 and SIE licenses. Tom is currently registered with LPL Financial LLC, and previously worked at Citigroup Global Markets Inc. and Morgan Stanley DW Inc. Tom has a broad range of experience in the financial industry and is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
09/16/2005 - Present
LPL Financial LLC (ATHENS GA)
NY
12/12/2001 - 09/30/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/12/2000 - 12/17/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 08/17/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 07/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Tom Elliot is the right advisor for you? Invested Better is here to help.
