Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Hornak is a financial advisor with PNC Investments. He is based in Avon, IN and has been in the industry since May 5, 1993. His registrations include Indiana and several other states for both securities and investment advisory services. Tom has Series 7, 6, 63 and 66 licenses. Tom has worked at several previous firms including Ameriprise Financial Services, Inc., Securities America, Inc. and Fifth Third Securities, Inc. He has expertise in providing financial advice to individuals, high net worth individuals, corporations and pension plans. Tom is a specialist in working with Church and Charitable Organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IN
03/15/2013 - Present
PNC Investments (AVON IN)
IN
01/16/2009 - 03/08/2013
AMERIPRISE FINANCIAL SERVICES, INC. (INDIANAPOLIS IN)
IN
02/23/2009 - 07/19/2011
SECURITIES AMERICA, INC. (INDIANAPOLIS IN)
IN
08/21/2002 - 01/23/2009
FIFTH THIRD SECURITIES, INC. (CARMEL IN)
WI
06/01/2000 - 08/21/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
TN
04/29/1999 - 06/12/2000
PFIC SECURITIES CORPORATION (FRANKLIN TN)
IL
02/01/1999 - 04/28/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
03/15/1996 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
CA
04/30/1993 - 03/14/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
BOTH
Issued 04/30/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/26/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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