Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Haipei Tan is a financial advisor with over 20 years of experience in the industry. Tom is currently registered with LPL Financial LLC and has held previous positions at CUSO Financial Services, L.P., Pacific Select Distributors, Inc., WM Financial Services, Inc. and CitiStreet Equities LLC. Tom has a wide range of experience in the industry and is licensed to provide investment advice in multiple states. Tom offers a variety of financial services including financial planning, portfolio management for individuals and businesses, pension consulting and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
05/01/2019 - Present
LPL Financial LLC (COVINA CA)
CA
03/05/2009 - 04/22/2019
CUSO FINANCIAL SERVICES, L.P. (LOS ANGELES CA)
CA
08/24/2006 - 02/10/2009
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
CA
05/19/2005 - 04/25/2006
WM FINANCIAL SERVICES, INC. (LOS ANGELES CA)
CA
04/29/2003 - 05/05/2005
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
NJ
10/18/2002 - 04/17/2003
CITISTREET EQUITIES LLC (SOMERSET NJ)
NJ
12/07/1999 - 01/11/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 04/30/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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