Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Ferenczi is a financial advisor registered with Wells Fargo Clearing Services, LLC. Tom has been in the financial services industry since October 9, 2010 and has experience with a variety of financial products. He is licensed in multiple states and holds licenses including Series 6, 7, 63, and 65. Tom has been affiliated with Wells Fargo Advisors LLC, MUFG Union Bank, Wells Fargo Bank NA and Wells Fargo Clearing Services LLC. Tom provides financial planning, pension consulting, investment consulting services to institutional clients, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/31/2019 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
CA
03/20/2017 - 05/06/2019
UNIONBANC INVESTMENT SERVICES, LLC (ENCINO CA)
CA
01/03/2011 - 03/02/2017
WELLS FARGO CLEARING SERVICES, LLC (LOS ANGELES CA)
CA
08/30/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LOS ANGELES CA)
IA
Issued 07/28/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/27/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Tom Ferenczi is the right advisor for you? Invested Better is here to help.
