Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Egan is a financial advisor with J.P. Morgan Securities LLC. Tom Egan has been in the industry since August 27, 2016. Tom Egan has a Series 7, Series 63, Series 66, and SIE. The advisor is registered with the Financial Industry Regulatory Authority (FINRA) as well as the following states: California, Colorado, Connecticut, Delaware, Florida, Hawaii, Indiana, Louisiana, Maine, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Puerto Rico, Rhode Island, South Carolina, Texas, Vermont, Virginia, and Wisconsin. In addition to working with J.P. Morgan Securities LLC Tom Egan has previously been employed with Citizens Securities, Inc., Pruco Securities, LLC, and Wellington Management Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
09/19/2022 - Present
J.p. Morgan Securities LLC (Roxbury MA)
MA
08/27/2019 - 10/13/2021
CITIZENS SECURITIES, INC. (MEDFORD MA)
MA
03/28/2018 - 08/27/2019
PRUCO SECURITIES, LLC. (NEEDHAM MA)
MA
04/30/2015 - 12/07/2016
WELLINGTON MANAGEMENT ADVISERS, INC (BOSTON MA)
BOTH
Issued 12/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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