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Tom Edward Verducci

Voya Financial Advisors, Inc.

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About Tom Edward Verducci

Tom Verducci is a financial advisor at Voya Financial Advisors, Inc. Tom has over 30 years of experience in the financial services industry. Tom specializes in providing financial advice to individuals, businesses, and charitable organizations. Tom is registered to provide investment advice in Nevada. Tom is also a Series 65, Series 63, Series 26, Series 6TO, Series 31, and Series 7 licensed professional. Tom has worked at several other firms throughout his career including MML Distributors, LLC, MML Investors Services, LLC, GWFS Equities, Inc., Hartford Securities Distribution Company, Inc., Hartford Equity Sales Company Inc., Copeland Equities LLC, Prudential Securities Incorporated, and Waddell & Reed, Inc.

Firm Information

Tom Verducci is currently registered with Voya Financial Advisors, Inc.. Voya Financial Advisors, Inc. is a corporation formed in 1968 and headquartered in Windsor, Connecticut. They offer financial planning, portfolio management for individuals and businesses, and educational seminars. With over 500 licensed investment advisor representatives and registered representatives, they manage approximately $3 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, and charitable organizations. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Voya Financial Advisors, Inc.

ONE ORANGE WAY

WINDSOR, CT 06095

$3.05B

Assets Under Management

264

Total Clients

684

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tom Verducci’s Registration & Firm History

NV

04/29/2019 - Present

Voya Financial Advisors, Inc. (Reno NV)

NV

05/01/2014 - 05/11/2018

MML DISTRIBUTORS, LLC (RENO NV)

MA

03/21/2014 - 05/01/2014

MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)

NV

06/28/2012 - 02/26/2014

GWFS EQUITIES, INC. (RENO NV)

NV

01/01/2009 - 06/08/2012

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (RENO NV)

NV

05/11/2000 - 01/01/2009

HARTFORD EQUITY SALES COMPANY INC. (RENO NV)

NJ

02/01/1997 - 03/31/2000

COPELAND EQUITIES LLC (SOMERSET NJ)

NY

04/30/1996 - 01/14/1997

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

CT

02/21/1987 - 04/04/1996

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

NA

04/23/1986 - 01/30/1987

WADDELL & REED, INC.

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Licenses & Designations

IA

Issued 06/03/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/06/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/15/2010

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/11/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/03/1996

Series 31 - Futures Managed Funds Examination

BC

Issued 04/19/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tom Edward Verducci.
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