Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Dahl Engelbrechtsen is a financial professional with over 20 years of experience in the industry. Tom is currently registered with Nylife Securities LLC and is licensed to provide investment advice in all 50 states. Previously, Tom was registered with UBS Securities LLC. Tom holds the Series 7, Series 24, Series 27, Series 53, and Series 63 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
05/07/2010 - Present
Nylife Securities LLC (DALLAS TX)
CT
01/12/2000 - 03/25/2009
UBS SECURITIES LLC (STAMFORD CT)
BC
Issued 04/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/30/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/08/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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