Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Fisher is a financial professional with over 25 years of experience in the industry. Tom holds a Series 63, Series 24, Series 26, SIE, and Series 7. Tom is currently registered with Fidelity Brokerage Services LLC and has been with the firm since January 1, 2008. Before that, Tom was registered with Fidelity Investments Institutional Services Company, Inc. from October 30, 1996 to January 1, 2008. Tom is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
01/01/2008 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
10/30/1996 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
RI
01/06/1994 - 10/29/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 01/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/26/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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