Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Awadalla is a financial advisor with Stifel, Nicolaus & Company, Inc. located in Cincinnati, OH. Tom has been in the financial industry since 2008 and has a wide range of experience in portfolio management and financial planning. Tom has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
02/14/2019 - Present
Stifel, Nicolaus & Company, Inc. (CINCINNATI OH)
OH
09/02/2011 - 02/25/2019
UBS FINANCIAL SERVICES INC. (CINCINNATI OH)
OH
09/25/2009 - 09/22/2011
MORGAN STANLEY SMITH BARNEY (CINCINNATI OH)
OH
08/05/2008 - 10/01/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CINCINNATI OH)
BOTH
Issued 08/20/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 08/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Tom Awadalla is the right advisor for you? Invested Better is here to help.
