Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom McDermott is a financial advisor with over 20 years of experience in the industry. Tom is currently registered with Osaic Wealth, Inc. in Scottsdale, Arizona and Securities America, Inc. in LaVista, Nebraska. Tom holds Series 7, 24, 52, 53, 63 and 66 licenses and has passed the SIE exam. Tom specializes in providing financial planning, portfolio management, and other investment advisory services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
06/14/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NE
02/23/2017 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
NE
01/21/2010 - 08/25/2016
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
NE
01/30/2008 - 12/31/2009
SECURITIES AMERICA, INC. (LAVISTA NE)
NE
04/21/2006 - 10/02/2007
TD AMERITRADE, INC. (BELLEVUE NE)
NE
01/19/2004 - 10/02/2007
TD AMERITRADE CLEARING, INC. (BELLEVUE NE)
BOTH
Issued 07/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2018
Series 4 - Registered Options Principal Examination
BC
Issued 08/13/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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