Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Arno Stapel is a financial advisor based in Concord Twp, OH, affiliated with Cambridge Investment Research Advisors, Inc. Tom has over 30 years of experience in the financial industry, working with clients to achieve their financial goals. Tom is committed to providing personalized financial advice and investment management services to individuals, families, and businesses. Tom is a registered investment advisor in Ohio. Tom also holds Series 6 and Series 26 licenses, as well as the SIE. Tom has been with Cambridge since March 2023. Previously Tom worked for Cetera Advisor Networks LLC, Walnut Street Securities, Inc., AXA Advisors, LLC, Fifth Third Securities, Inc., The Huntington Investment Company, McDonald Investments Inc., Key Clearing Corp., Key Investments Inc., and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
04/06/2023 - Present
Cambridge Investment Research Advisors, Inc. (Concord Twp OH)
OH
09/03/2013 - 12/31/2022
CETERA ADVISOR NETWORKS LLC (MENTOR OH)
OH
10/22/2010 - 09/03/2013
WALNUT STREET SECURITIES, INC. (MENTOR OH)
OH
09/15/2008 - 10/28/2010
AXA ADVISORS, LLC (PAINESVILLE OH)
OH
03/23/2005 - 04/11/2008
FIFTH THIRD SECURITIES, INC. (CLEVELAND OH)
OH
01/28/2003 - 07/30/2004
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
OH
12/17/1999 - 12/07/2001
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
05/14/1999 - 12/17/1999
KEY CLEARING CORP. (BROOKLYN OH)
OH
06/19/1997 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
NJ
07/27/1982 - 05/20/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 01/12/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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