Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tom? Claim Your ProfileTom Glandt is a financial advisor registered with LPL Financial LLC and Newedge Advisors. Tom has been in the industry since 1999. Tom offers a variety of financial services including investment advisory services, financial planning, and insurance. Tom is registered to provide investment advice in Arizona, California, Colorado, Florida, Idaho, Illinois, Iowa, Minnesota, Montana, New Mexico, New York, North Dakota, Ohio, Pennsylvania, South Dakota, Texas, Virginia, Washington, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ND
11/29/2017 - Present
LPL Financial LLC (VALLEY CITY ND)
ND
08/13/2003 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (VALLEY CITY ND)
NY
05/12/1999 - 08/19/2003
PARK AVENUE SECURITIES LLC (NEW YORK NY)
BOTH
Issued 01/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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