Unclaimed
Toi Chantel Vining is a financial professional with over 15 years of experience in the financial industry. Toi is currently registered with Fidelity Brokerage Services LLC, and previously held positions with Fidelity Brokerage Services LLC and National Financial Services LLC. Toi holds a Series 7, Series 63, and SIE licenses. Toi is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
03/16/2016 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
03/06/2012 - 04/02/2014
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
11/22/2006 - 02/22/2012
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
BC
Issued 04/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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