Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tohru? Claim Your ProfileTohru Sambongi is a financial professional with Daiwa Capital Markets America Inc. based in Palm Beach Gardens, Florida. Tohru has been in the financial services industry since December 2020. Tohru holds the Series 3, 7TO, 24, and 63 licenses. Tohru is registered to conduct business in Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/23/2020 - Present
Daiwa Capital Markets America Inc. (Palm Beach Gardens FL)
BC
Issued 03/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2021
Series 24 - General Securities Principal Examination
BC
Issued 03/19/2021
Series 3 - National Commodity Futures Examination
BC
Issued 12/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/09/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Tohru Sambongi is the right advisor for you? Invested Better is here to help.
