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Todd William Nichols

U.s. Bancorp Investments, Inc.

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About Todd William Nichols

Todd Nichols is a financial advisor with U.S. Bancorp Investments, Inc. Todd has been working in the financial industry since 1986. Todd is registered with FINRA and the SEC, and holds a Series 7, Series 24, and Series 63 license. Todd is also registered in over 30 states.

Firm Information

Todd Nichols is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Todd Nichols’s Registration & Firm History

WA

10/05/2012 - Present

U.s. Bancorp Investments, Inc. (Federal Way WA)

WA

10/01/2012 - 10/09/2012

J.P. MORGAN SECURITIES LLC (FEDERAL WAY WA)

WA

05/02/2009 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (FEDERAL WAY WA)

WA

06/23/1989 - 05/02/2009

WAMU INVESTMENTS, INC. (FEDERAL WAY WA)

NA

02/22/1989 - 06/27/1989

C U FIRST SECURITIES, INC.

NA

10/01/1986 - 02/15/1989

PACIFIC FIRST SECURITIES, LTD.

NA

05/15/1986 - 10/24/1986

ISFA CORPORATION

NA

06/19/1985 - 07/22/1985

PACIFIC GROWTH SECURITIES,INC.

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Licenses & Designations

IA

Issued 01/30/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/20/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/25/1989

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Todd William Nichols. Review regulatory record here.
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