Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Berger is a financial advisor with B. Riley Wealth Advisors, Inc., and has been in the industry since June 2004. Todd has been registered with the state of New Jersey since September 2020 and with the state of New York since June 2021. Todd holds the Series 66, Series 7 and SIE licenses. Todd has been associated with B. Riley Wealth Advisors, Inc., since September 2020 and has also been associated with National Securities Corporation, FSIC, UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Todd has experience working in investment related areas. Todd's areas of specialization include asset allocation, retirement planning, investment management, financial planning, insurance and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
06/23/2021 - Present
B. Riley Wealth Advisors, Inc. (Hoboken NJ)
NY
09/13/2020 - 07/22/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
FL
06/28/2017 - 09/24/2020
FSIC (BOCA RATON FL)
NY
10/15/2007 - 05/20/2015
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
06/30/2004 - 10/15/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/24/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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