Unclaimed
Todd Franks is a financial advisor with over 25 years of experience in the financial industry. Todd has been a registered representative with Cambridge Investment Research Advisors, Inc. since October 2019. Prior to joining Cambridge, Todd was a registered representative with FSC Securities Corporation for 16 years. He is also an independent insurance agent. Todd is committed to providing his clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
GA
10/07/2019 - Present
Cambridge Investment Research Advisors, Inc. (Cumming GA)
GA
08/12/2003 - 10/09/2019
FSC SECURITIES CORPORATION (CUMMING GA)
FL
05/14/1999 - 09/10/2003
INVESTACORP, INC. (MIAMI FL)
NY
02/13/1997 - 04/27/1999
MONY SECURITIES CORPORATION (NEW YORK NY)
BOTH
Issued 08/01/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/11/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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