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Todd Vincent Gianguzzi

Transamerica Retirement Advisors, LLC

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About Todd Vincent Gianguzzi

Todd Vincent Gianguzzi is a financial advisor with Transamerica Retirement Advisors, LLC. Todd has over 25 years of experience in the financial services industry. He holds the Series 6, 63, 26 and 65 licenses. He has been registered with the state of New York since 2013. Todd is currently a member of the Zoning Board for the Village of Brewster and has been for the past 6 years. He is also a photographer and has a newly established website to promote his photography.

Firm Information

Todd Gianguzzi is currently registered with Transamerica Retirement Advisors, LLC. Transamerica Retirement Advisors, LLC is a registered investment advisor headquartered in CEDAR RAPIDS, IA. The firm provides financial planning, portfolio management, and pension consulting services to a variety of clients, including individuals, corporations, and pension plans. The firm has over 334 registered representatives and manages over $16 billion in assets.
Transamerica Retirement Advisors, LLC

6400 C STREET SW

CEDAR RAPIDS, IA 52499

$16.16B

Assets Under Management

Not reported

Total Clients

266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Todd Gianguzzi’s Registration & Firm History

NY

11/09/2022 - Present

Transamerica Retirement Advisors, LLC (BREWSTER NY)

NC

02/25/2000 - 08/07/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

NY

09/24/1997 - 01/05/2000

DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)

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Licenses & Designations

IA

Issued 06/29/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/19/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/25/2009

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Todd Vincent Gianguzzi.
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