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Todd V. Norris

Benchmark Securities LLC

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About Todd V. Norris

Todd V. Norris has been in the financial industry since July 31, 1983. Todd V. Norris is currently registered with Benchmark Securities LLC as a registered representative in Florida. Benchmark Securities LLC is a broker-dealer that is registered in the state of Florida. Todd V. Norris has passed the Series 7, Series 24, Series 53, Series 63, and Series 52TO exams.

Firm Information

Todd Norris is currently registered with Benchmark Securities LLC. Benchmark Securities LLC is a Limited Liability Company formed on November 3, 2011. The firm is registered with the SEC and in 17 states, including Alabama, California, Connecticut, Florida, Georgia, Illinois, Kentucky, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Puerto Rico, South Carolina, Texas, and Virginia. The firm has been involved in 2 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Todd Norris’s Registration & Firm History

FL

09/13/2013 - Present

Benchmark Securities LLC (WINTER PARK FL)

FL

03/28/2013 - 08/28/2013

GARDNYR MICHAEL CAPITAL, INC. (WINTER PARK FL)

FL

10/01/2008 - 03/27/2013

UBS FINANCIAL SERVICES INC. (ORLANDO FL)

FL

01/16/2006 - 10/21/2008

UBS SECURITIES LLC (ORLANDO FL)

FL

01/26/1995 - 01/16/2006

UBS FINANCIAL SERVICES INC. (ORLANDO FL)

NY

03/15/1994 - 01/05/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NY

06/22/1983 - 03/09/1994

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/01/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/09/2005

Series 24 - General Securities Principal Examination

BC

Issued 11/13/1998

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Todd V. Norris.
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