linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Todd Thomas Knott

Cetera Advisor Networks LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Todd? Claim Your Profile

About Todd Thomas Knott

Todd Knott has been in the financial services industry since May 22, 2002. Todd is currently registered with Cetera Advisor Networks LLC. Todd has previously been employed by LPL Financial LLC, Smith Hayes Financial Services Corporation, QA3 Financial Corp., Ameritrade, Inc., AXOS Clearing LLC, Kirkpatrick, Pettis, Smith, Polian Inc., Orbitex Funds Distributor, Inc., Advanced Clearing, Inc. and Ameritrade. Todd holds the Series 4, 7, 24, 52TO, 53, 55 and 63 licenses. Todd is registered in Nebraska.

Firm Information

Todd Knott is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Todd Knott’s Registration & Firm History

NE

01/18/2017 - Present

Cetera Advisor Networks LLC (OMAHA NE)

NE

12/19/2016 - 02/16/2017

LPL FINANCIAL LLC (OMAHA NE)

NE

04/28/2011 - 01/02/2015

SMITH HAYES FINANCIAL SERVICES CORPORATION (OMAHA NE)

NE

10/12/2005 - 02/11/2011

QA3 FINANCIAL CORP. (OMAHA NE)

NE

01/27/2004 - 10/20/2005

AMERITRADE, INC. (OMAHA NE)

NE

10/18/2002 - 01/12/2004

AXOS CLEARING LLC (OMAHA NE)

NE

04/02/2002 - 10/18/2002

KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)

CT

06/20/2001 - 11/07/2001

ORBITEX FUNDS DISTRIBUTOR, INC. (STAMFORD CT)

NE

03/29/2000 - 01/29/2001

ADVANCED CLEARING, INC. (OMAHA NE)

NE

05/28/1999 - 01/23/2001

AMERITRADE (BELLEVUE NE)

Not sure if Todd Thomas Knott is right for you?

Licenses & Designations

BC

Issued 06/14/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/14/2005

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/31/2000

Series 4 - Registered Options Principal Examination

BC

Issued 10/29/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/27/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Todd Thomas Knott. Review regulatory record here.
Not sure if Todd Thomas Knott is right for you?