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Todd Temple Nierste

Cetera Investment Services LLC

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About Todd Temple Nierste

Todd Temple Nierste is a financial professional with over 20 years of experience in the financial services industry. Todd has a strong background in securities, having held positions with Fifth Third Securities, Inc., J.P. Morgan Securities Inc., Charles Schwab & Co., Inc. Currently, Todd is registered with Cetera Investment Services LLC and is located in Indianapolis, Indiana.

Firm Information

Todd Nierste is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Todd Nierste’s Registration & Firm History

IN

01/21/2024 - Present

Cetera Investment Services LLC (INDIANAPOLIS IN)

IN

03/15/2010 - 12/23/2020

FIFTH THIRD SECURITIES, INC. (INDIANAPOLIS IN)

IN

04/16/2009 - 02/12/2010

J.P. MORGAN SECURITIES INC. (INDIANAPOLIS IN)

OH

03/20/2002 - 01/04/2005

FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)

TX

03/11/1996 - 12/03/2001

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 03/26/2024

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 07/09/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/07/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/04/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Todd Temple Nierste.
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