Unclaimed
Todd Stuart Frank is a financial advisor with MML Investors Services, LLC. Todd has been in the industry since September 12, 1981. Todd has passed the Series 1, 6, 63 and SIE exams. Todd holds a current registration with the state of California. Prior to joining MML Investors Services, LLC Todd has worked at 1717 Capital Management Company and G. R. Phelps & Co., Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
03/01/1996 - Present
MML Investors Services, LLC (Newport Beach CA)
DE
01/30/1994 - 12/31/1996
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NA
05/06/1993 - 03/01/1996
G. R. PHELPS & CO., INC.
NA
05/11/1978 - 12/31/1989
G. R. PHELPS & CO., INC.
BC
Issued 05/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/03/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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