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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Nichol is a financial advisor currently working at Robert W. Baird & Co. Inc. since August 2002. Todd has worked in the financial industry since 1987. Todd holds multiple licenses and designations, including Series 3, 7, 9, 10, 24, 52TO, 53, 63, 66, 79TO, and SIE. Todd is a registered investment advisor in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
08/21/2002 - Present
Robert W. Baird & Co. Inc. (Milwaukee WI)
WI
09/13/1995 - 08/16/2002
BNY CLEARING SERVICES LLC (MILWAUKEE WI)
WI
03/13/1990 - 09/21/1993
KEMPER CLEARING CORP. (MILWAUKEE WI)
NA
05/26/1989 - 02/21/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
01/05/1988 - 04/19/1989
BLUNT ELLIS & LOEWI INCORPORATED
NA
09/25/1985 - 01/04/1988
BROKERAGE CLEARANCE SERVICES INC.
BOTH
Issued 11/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/02/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/01/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/09/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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