Unclaimed
Todd Steven McGinnis is a financial advisor with Vanguard Marketing Corp. located in Scottsdale, AZ. Todd has been in the industry since 2007, working with the firm previously from 2007 to 2013 before rejoining in 2020. Todd holds the Series 6, 7TO, and 63 licenses. He has also passed the SIE exam. Todd is currently registered as a financial advisor in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
06/19/2020 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
03/23/2007 - 09/18/2013
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 07/01/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/03/2020
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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