Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Harvey is a financial advisor who has been in the industry since February 1994. Currently, Todd is a Registered Representative at Stifel, Nicolaus & Company, Inc. He is also a Certified Financial Planner (CFP) and is registered with the Securities and Exchange Commission as an Investment Advisor Representative. Todd has held previous positions at Citigroup Global Markets Inc. and Legg Mason Wood Walker, Incorporated. He has a wide range of experience in the financial services industry and is qualified to provide a variety of investment advice and services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/05/2009 - Present
Stifel, Nicolaus & Company, Inc. (CENTER VALLEY PA)
NY
02/21/2006 - 05/21/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
05/26/1995 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
02/17/1988 - 05/02/1989
FORTH FINANCIAL SECURITIES, CORPORATION
NA
06/01/1987 - 06/17/1987
FIRST INVESTORS CORPORATION
BC
Issued 06/09/1995
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/01/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/25/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/29/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Todd Harvey is the right advisor for you? Invested Better is here to help.
