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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Stephens is a financial advisor with over 29 years of experience in the financial services industry. Todd is a Certified Financial Planner and has held Series 7, 8, 24, 63 and 66 licenses. He has been registered with Hightower Advisors, LLC since September 2020. Previously, Todd was registered with TD Waterhouse Investor Services, Inc. and American Express Financial Advisors Inc. He currently holds an active Investment Advisor Representative registration in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
TX
10/08/2020 - Present
Hightower Advisors, LLC (Dallas TX)
NE
10/05/1993 - 03/26/2002
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MN
07/13/1993 - 09/15/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/13/1993 - 09/15/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/12/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/09/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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