Unclaimed
Todd Stephen Shapiro is a registered representative with Citizens JMP Securities, LLC. Todd has been in the securities industry for over a year and is currently registered with the state of Rhode Island. Todd holds the Series 63, Series 79TO, and SIE exams. Todd was previously with Citizens Capital Markets in Boston, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
08/01/2023 - Present
Citizens JMP Securities, LLC (BOSTON MA)
MA
05/16/2022 - 08/01/2023
CITIZENS CAPITAL MARKETS (BOSTON MA)
BC
Issued 03/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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