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Todd Stephen Shapiro

Citizens JMP Securities, LLC

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About Todd Stephen Shapiro

Todd Stephen Shapiro is a registered representative with Citizens JMP Securities, LLC. Todd has been in the securities industry for over a year and is currently registered with the state of Rhode Island. Todd holds the Series 63, Series 79TO, and SIE exams. Todd was previously with Citizens Capital Markets in Boston, Massachusetts.

Firm Information

Todd Shapiro is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Todd Shapiro’s Registration & Firm History

MA

08/01/2023 - Present

Citizens JMP Securities, LLC (BOSTON MA)

MA

05/16/2022 - 08/01/2023

CITIZENS CAPITAL MARKETS (BOSTON MA)

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Licenses & Designations

BC

Issued 03/28/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/16/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 02/28/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Todd Stephen Shapiro.
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