Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Brais is a financial advisor with Morningstar Investment Services LLC. Todd has been in the financial industry since 2013. Todd is a licensed investment advisor representative and registered representative. Todd has a Series 7, Series 63, and Series 65. Prior to joining Morningstar Investment Services LLC, Todd was with EF Legacy Securities, LLC, J.P. Morgan Securities LLC and PURSHE KAPLAN STERLING INVESTMENTS. Todd provides investment advisory services to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Aua
1
2
IL
11/15/2023 - Present
Morningstar Investment Services LLC (CHICAGO IL)
KY
10/21/2020 - 04/18/2023
EF LEGACY SECURITIES, LLC (LOUISVILLE KY)
IL
06/26/2017 - 02/28/2020
J.P. MORGAN SECURITIES LLC (Chicago IL)
IL
10/04/2014 - 05/16/2017
PURSHE KAPLAN STERLING INVESTMENTS (Chicago IL)
IL
03/19/2012 - 10/03/2014
VOYA FINANCIAL ADVISORS, INC. (CHICAGO IL)
IA
Issued 05/31/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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