Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Schwartz is a financial advisor with over 30 years of experience in the financial services industry. Todd is currently registered with Concurrent Investment Advisors, LLC, and previously worked with firms like Raymond James Financial Services, Inc., Wells Fargo Advisors Financial Network, LLC, and Morgan Stanley Smith Barney. Todd is a Certified Financial Planner and holds multiple licenses and certifications, including Series 7, Series 31, Series 63, and Series 65. Todd specializes in providing financial planning services to individuals, businesses, and families, including retirement planning, college savings, and estate planning. Todd is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/19/2023 - Present
Concurrent Investment Advisors, LLC (TAMPA FL)
CO
10/02/2017 - 05/26/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CO
11/03/2009 - 10/02/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (GREENWOOD VILLAGE CO)
CO
06/01/2009 - 12/01/2009
MORGAN STANLEY SMITH BARNEY (DENVER CO)
CO
09/06/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DENVER CO)
NY
06/21/1995 - 09/07/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
05/30/1995 - 06/21/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NY
12/16/1993 - 06/19/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 04/10/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 12/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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