Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Schroeder is a financial advisor with over 20 years of experience in the industry. He is currently registered with Alt Fund Distributors LLC and is licensed in Nevada and California. Todd has held prior roles with IMST Distributors, LLC, DCM Brokers, LLC, Refco Securities, LLC, CIS Securities, Inc., Goldman, Sachs & Co., Van Kampen Funds Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Todd has a strong background in the securities industry, having earned Series 3, 7, 66, and SIE licenses. His experience spans various firms and roles, demonstrating his commitment to serving clients' financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/22/2021 - Present
ALT Fund Distributors LLC (NEW YORK NY)
ME
03/20/2020 - 03/05/2021
IMST DISTRIBUTORS, LLC (PORTLAND ME)
NY
01/05/2015 - 03/02/2020
ALT FUND DISTRIBUTORS LLC (NEW YORK NY)
MO
02/10/2014 - 12/31/2014
MIDAMERICA FINANCIAL SERVICES, INC. (JOPLIN MO)
IL
01/01/2008 - 02/11/2014
DCM BROKERS, LLC (CHICAGO IL)
NY
09/01/2005 - 12/19/2005
REFCO SECURITIES, LLC (NEW YORK NY)
IL
10/04/2002 - 09/01/2005
CIS SECURITIES, INC. (CHICAGO IL)
NY
09/28/2000 - 09/25/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
TX
01/20/1999 - 09/26/2000
VAN KAMPEN FUNDS INC. (HOUSTON TX)
MN
08/03/1998 - 01/25/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/03/1998 - 01/25/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/12/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2008
Series 3 - National Commodity Futures Examination
BC
Issued 07/31/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Todd Schroeder is the right advisor for you? Invested Better is here to help.
