Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Smith is a financial advisor with Ameriprise Financial Services, LLC in Tucson, AZ. Todd has been a registered investment advisor since 1992 and has a Series 7, 31 and 65 license as well as a Series 63 license. Todd has experience working for Ameriprise Advisor Services, Inc., Morgan Stanley DW Inc. and Prudential Securities Incorporated. Todd has a 50% interest in a limited partnership called SB Partners administered by Sentinel Partners of NYC, N.Y. This is a passive limited partnership and the general partner discloses where the entity has chosen to invest.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
01/02/2020 - Present
Ameriprise Financial Services, LLC (TUCSON AZ)
AZ
08/17/2005 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (TUCSON AZ)
NY
07/24/1998 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
10/31/1988 - 07/28/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
06/11/1985 - 11/09/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 12/14/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
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