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Todd Rowe Zaeske

Northwestern Mutual Investment Services, LLC

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About Todd Rowe Zaeske

Firm Information

Todd Zaeske is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

720 E Wisconsin Ave

Milwaukee, WI 53202

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Todd Zaeske’s Registration & Firm History

WI

05/08/2023 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

03/28/2017 - 09/12/2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Milwaukee WI)

WI

05/21/2014 - 12/04/2014

PRUCO SECURITIES, LLC. (WAUWATOSA WI)

WI

07/05/2013 - 05/22/2014

SECURITIES AMERICA, INC. (CEDARBURG WI)

WI

03/15/2011 - 06/07/2013

WELLS FARGO ADVISORS, LLC (MENOMONEE FALLS WI)

WI

02/15/2006 - 03/16/2011

CHASE INVESTMENT SERVICES CORP. (WEST BEND WI)

NY

10/14/2004 - 12/05/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

WI

12/06/2002 - 02/03/2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

TX

04/09/1999 - 11/25/2002

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

WI

07/09/1996 - 12/02/1998

STRONG FUNDS DISTRIBUTORS, INC. (MENOMONEE FALLS WI)

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Licenses & Designations

IA

Issued 1/6/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 7/15/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/16/1999

Series 7 - General Securities Representative Examination

BC

Issued 7/8/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Todd Rowe Zaeske. Review regulatory record here.
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