Unclaimed
Todd Sorenson is a financial advisor in Minneapolis, Minnesota. Todd has been in the industry since February 3, 2006. Currently, Todd is registered with Riversource Distributors, Inc. Previously, Todd was registered with U.S. BANCORP INVESTMENTS, INC. and TRANSAMERICA CAPITAL, INC.. Todd has passed the Series 63, Series 7, Series 6, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
05/10/2011 - Present
Riversource Distributors, Inc. (MINNEAPOLIS MN)
MN
12/20/2007 - 02/11/2011
U.S. BANCORP INVESTMENTS, INC. (EDINA MN)
MN
04/16/2007 - 12/12/2007
TRANSAMERICA CAPITAL, INC. (MINNEAPOLIS MN)
MN
10/27/2005 - 04/09/2007
U.S. BANCORP INVESTMENTS, INC. (DULUTH MN)
BC
Issued 10/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/26/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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