Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Rowley has been in the financial industry since 1996 and is currently registered with Morgan Stanley as a Registered Representative. Prior to joining Morgan Stanley, Todd worked at Deutsche Bank Securities Inc., Rodman & Renshaw, LLC, Hudson Securities, Inc., Westminster Securities Corporation, New York Global Securities, Inc., Harvest Capital Investments LLC, CitiCorp Investment Services, Gunnallen Financial, Inc, Park Capital Securities, LLC, Laidlaw Global Securities, Inc., and Americorp Securities, Inc. Todd is licensed to conduct securities business in California, Connecticut, Delaware, Florida, Hawaii, Illinois, Kentucky, Louisiana, Maryland, Massachusetts, Missouri, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Puerto Rico, South Carolina, and Wyoming. Todd holds the Series 4, 7, 24, 55, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/22/2021 - Present
Morgan Stanley (New York NY)
NY
06/27/2012 - 01/12/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NJ
05/27/2011 - 06/11/2012
RODMAN & RENSHAW, LLC (JERSEY CITY NJ)
NY
02/20/2009 - 05/27/2011
HUDSON SECURITIES,INC. (NEW YORK NY)
NY
01/17/2007 - 04/13/2009
WESTMINSTER SECURITIES CORPORATION (NEW YORK NY)
NY
07/08/2004 - 02/02/2007
NEW YORK GLOBAL SECURITIES, INC. (NEW YORK NY)
VA
09/10/2002 - 08/02/2004
HARVEST CAPITAL INVESTMENTS LLC (VIENNA VA)
NY
04/15/2004 - 07/02/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
FL
10/29/2003 - 03/11/2004
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NY
11/05/2002 - 05/16/2003
PARK CAPITAL SECURITIES, LLC (NEW YORK NY)
NY
07/24/1996 - 11/19/2002
LAIDLAW GLOBAL SECURITIES, INC. (NEW YORK NY)
NY
07/08/1996 - 07/18/1996
AMERICORP SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 09/19/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2005
Series 4 - Registered Options Principal Examination
BC
Issued 11/19/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/03/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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