Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Norton is a financial professional with over 20 years of experience in the financial services industry. He is currently registered as a Registered Representative with Charles Schwab & Co., Inc., in Idaho, Oregon, and Washington. Todd Norton has previously held positions with TD Ameritrade, Inc., UBS Financial Services Inc., Russell Financial Services, Inc., part of Russell Investments, IBAA Securities Corporation, Vining-Sparks IBG, Limited Partnership, and Nelson Securities, Inc. Todd is a licensed investment advisor and holds the Series 7, Series 24, Series 63, and Series 65 licenses. He also holds the Securities Industry Essentials (SIE) designation. Todd Norton is a specialist in financial planning and portfolio management and provides advisory services for individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
WA
09/09/2011 - Present
Charles Schwab & CO., Inc. (Lake Tapps WA)
NE
07/21/2021 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
WA
12/18/2009 - 08/18/2011
UBS FINANCIAL SERVICES INC. (SEATTLE WA)
WA
05/31/2001 - 12/04/2008
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (TACOMA WA)
TN
02/02/1995 - 02/13/1996
IBAA SECURITIES CORPORATION (MEMPHIS TN)
TN
01/18/1995 - 02/13/1996
VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)
WA
05/31/1994 - 01/04/1995
NELSON SECURITIES,INC. (SPOKANE WA)
BOTH
Issued 01/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Todd Norton is the right advisor for you? Invested Better is here to help.
