Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Robert Newman is a financial advisor in Reading, PA. Todd has been in the financial services industry for over 30 years, and currently works for Morgan Stanley. Todd has a strong background in investment management, working for a number of firms including Prudential Securities, Salomon Smith Barney, SEI Financial Services Company, Wells Fargo Advisors and Morgan Stanley. Todd has a broad range of experience in helping individuals, families, corporations, and institutions with their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
PA
09/30/2024 - Present
Morgan Stanley (Wyomissing PA)
PA
07/07/2011 - 01/27/2015
MORGAN STANLEY (WYOMISSING PA)
PA
06/06/2008 - 07/11/2011
WELLS FARGO ADVISORS, LLC (WYOMISSING PA)
PA
07/30/2002 - 06/05/2008
WACHOVIA SECURITIES, LLC (READING PA)
NY
04/12/2001 - 08/05/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/25/1996 - 04/26/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
PA
12/18/1992 - 03/20/1996
SEI FINANCIAL SERVICES COMPANY (OAKS PA)
IA
Issued 04/02/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Todd Newman is the right advisor for you? Invested Better is here to help.
