Unclaimed
Todd Robert Baker is a registered investment advisor representative with Thrivent Investment Management Inc. Todd has been in the financial services industry since March 1999. He has a Series 6, 63 and 26 license and has passed the SIE exam. Todd holds registrations in Arizona, Arkansas, Kansas, Missouri, South Carolina, Texas and is also registered as an investment advisor in Missouri and Texas. Todd provides financial planning and portfolio management services to individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
11/07/2022 - Present
Thrivent Investment Management Inc. (Gallatin MO)
MO
04/16/1998 - 08/06/2020
STATE FARM VP MANAGEMENT CORP. (CAMERON MO)
IA
Issued 08/03/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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