Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Sowpel is an investment advisor representative with Truist Advisory Services, Inc. based in Lake Mary, FL. Todd has been in the industry since February 18, 2000. Todd is also registered as an investment advisor representative with Truist Investment Services, Inc. and has previously worked for BB&T SECURITIES, LLC, BB&T Investment Services, Inc., PERSHING ADVISOR SOLUTIONS LLC, WACHOVIA SECURITIES, LLC, REFCO SECURITIES, LLC, CSFBDIRECT, INC., and INVESTORS ASSOCIATES, INC. Todd has a broad range of experience and holds licenses in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
02/17/2021 - Present
Truist Advisory Services, Inc. (LAKE MARY FL)
VA
02/09/2017 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
FL
01/03/2017 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (LONGWOOD FL)
FL
01/13/2006 - 01/06/2017
PERSHING ADVISOR SOLUTIONS LLC (LAKE MARY FL)
MO
06/19/2003 - 02/20/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
07/30/2001 - 12/20/2002
REFCO SECURITIES, LLC (NEW YORK NY)
NJ
08/14/1997 - 05/16/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
NJ
05/16/1997 - 06/11/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BOTH
Issued 04/07/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2006
Series 4 - Registered Options Principal Examination
BC
Issued 07/28/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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