Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Richard Pollock is an active financial advisor with over 25 years of experience in the industry. Todd is currently registered with Osaic Wealth, Inc. in Georgia and has previously held positions with Woodbury Financial Services, Inc., FSC Securities Corporation, Sagepoint Financial, Inc., VALIC Financial Advisors, Inc., AXA Advisors, LLC, Enterprise Fund Distributors, Inc., Titan/Value Equities Group, Inc., and Washington Square Securities, Inc. Todd holds several licenses and certifications including Series 6, 7, 24, 53, 63 and 65. Todd specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
11/03/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
MN
04/24/2013 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
04/14/2010 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
04/14/2010 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
TX
11/05/2013 - 04/29/2016
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
NY
02/28/2005 - 08/15/2008
AXA ADVISORS, LLC (NEW YORK NY)
GA
07/19/2000 - 08/15/2008
ENTERPRISE FUND DISTRIBUTORS, INC. (ATLANTA GA)
GA
09/25/1997 - 07/17/2000
FSC SECURITIES CORPORATION (ATLANTA GA)
CA
06/14/1996 - 02/27/1997
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
CT
02/08/1995 - 12/31/1995
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IA
Issued 10/29/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/31/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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