Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Graham is a financial advisor in BATAVIA, IL. Todd has been in the financial services industry since June 23, 1987. Todd is currently registered with LPL Financial LLC and is a registered representative with FINRA. Todd is also a registered investment advisor in Illinois and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
05/23/2024 - Present
LPL Financial LLC (BATAVIA IL)
IL
01/19/2024 - 05/28/2024
OSAIC WEALTH, INC. (WARRENVILLE IL)
IL
09/26/2017 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (WARRENVILLE IL)
IL
03/25/2017 - 09/29/2017
MML INVESTORS SERVICES, LLC (DOWNERS GROVE IL)
IL
04/22/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (DOWNERS GROVE IL)
IL
05/17/2012 - 04/26/2016
ROYAL ALLIANCE ASSOCIATES, INC. (GENEVA IL)
IL
10/08/2010 - 05/17/2012
INDEPENDENT FINANCIAL GROUP, LLC (GENEVA IL)
IL
09/08/2009 - 10/18/2010
LPL FINANCIAL CORPORATION (GENEVA IL)
IL
03/16/2001 - 09/08/2009
WATERSTONE FINANCIAL GROUP, INC. (PARK RIDGE IL)
IL
05/25/1999 - 03/14/2001
OAK BROOK SECURITIES CORP. (OAKBROOK TERRACE IL)
CO
03/15/1995 - 05/06/1999
INDUSTRY SAVINGS PLANS, INC. (GREENWOOD VILLAGE CO)
IL
04/01/1993 - 07/19/1993
RODMAN & RENSHAW INC. (CHICAGO IL)
MN
04/04/1991 - 12/02/1992
GRIFFIN, KUBIK, STEPHENS & THOMPSON, INC. (MINNEAPOLIS MN)
NJ
05/16/1985 - 03/06/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 03/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1991
Series 7 - General Securities Representative Examination
BC
Issued 05/13/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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