Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Raymond Allen is a financial advisor with over 30 years of experience in the industry. Todd is registered with Morgan Stanley and has a Series 7, Series 63, and Series 65 license. Todd is a member of the Investment committee/board of directors for the Jamestown Community College Foundation. Prior to joining Morgan Stanley, Todd was a financial advisor with CITIGROUP GLOBAL MARKETS INC. Todd has a diverse clientele, serving individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/03/2014 - Present
Morgan Stanley (Olean NY)
NY
02/27/1995 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LAKEWOOD NY)
MO
04/11/1992 - 02/28/1995
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
09/10/1991 - 04/14/1992
BODELL OVERCASH ANDERSON & CO., INC. (JAMESTOWN NY)
NY
06/26/1991 - 08/13/1991
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 04/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Todd Allen is the right advisor for you? Invested Better is here to help.
