Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Randall Ware is a financial advisor with Lion Street Financial, LLC. Todd has been in the financial industry since 2005. Todd is a Series 6, 63, 26, and SIE licensed advisor and is registered with the state of Texas. Prior to joining Lion Street Financial, LLC, Todd was registered with IMS Securities, Inc. and Multi-Financial Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
02/21/2023 - Present
Lion Street Financial, LLC (AUSTIN TX)
TX
10/16/2007 - 07/01/2011
IMS SECURITIES, INC. (MAGNOLIA TX)
TX
08/13/1998 - 10/18/2007
MULTI-FINANCIAL SECURITIES CORPORATION (MAGNOLIA TX)
SC
07/23/1996 - 08/28/1998
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
12/22/1993 - 08/01/1996
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 03/28/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/18/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/09/2020
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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