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Todd Randall Smith

Tiaa-Cref Individual & Institutional Services, LLC

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About Todd Randall Smith

Todd Randall Smith is a financial advisor with over 20 years of experience in the industry. Todd currently works for Tiaa-Cref Individual & Institutional Services, LLC and is registered to provide investment advice in North Carolina. Todd has held previous roles with Merrill Lynch, Pierce, Fenner & Smith Incorporated and BANC of America Investment Services, Inc. Todd is registered with 51 states. Todd specializes in providing financial planning, portfolio management for individuals, and selection of other advisors.

Firm Information

Todd Smith is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Todd Smith’s Registration & Firm History

NC

05/22/2014 - Present

Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)

NC

10/23/2009 - 07/03/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)

NC

01/30/2001 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 05/22/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/02/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/27/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Todd Randall Smith.
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