Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Todd? Claim Your ProfileTodd Preston Saunders is a registered investment advisor representative with Tiaa-Cref Individual & Institutional Services, LLC. Todd has been in the industry since 1994 and holds several licenses including Series 63, 65, 7 and 8. Todd has also passed the Series 9 and 10 exams. Previously, Todd was also employed by Spire Securities, LLC, Spire Wealth Management, LLC, and Charles Schwab & Co., Inc. Todd is registered to provide investment advice in Florida and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
VA
02/03/2022 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTESVILLE VA)
VA
05/07/2021 - 12/14/2021
SPIRE SECURITIES, LLC (Charlottesville VA)
VA
06/27/2007 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTESVILLE VA)
VA
01/04/1996 - 06/12/2007
CHARLES SCHWAB & CO., INC. (WILLIAMSBURG VA)
NY
09/09/1994 - 08/15/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/05/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/05/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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